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DG

Donald Gaston

Investment Adviser Representative at FINANCIAL & TAX ARCHITECTS, LLC

St. Louis, MOCRD #7297712Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Missouri
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/7/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 11/19/2021
Series 7
General Securities Representative Examination
Passed 1/7/2021
SIE
Securities Industry Essentials Examination
Passed 11/18/2020

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $2,000,0001.95%
Next $3,000,0000.90%
Next $5,000,0000.50%
Next $5,000,000 and on0.30%
Source

Financial & TAX Architects, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FINANCIAL & TAX ARCHITECTS, LLCCurrent
8/14/2025St. Louis, MO
WELLS FARGO CLEARING SERVICES, LLC
2/28/20229/1/2023St. Louis, MO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Donald Gaston has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Donald Gaston - Financial Advisor in St. Louis, MO | AdvisorFinder