AdFi
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Gary R Davis

Investment Adviser Representative at FINANCIAL & TAX ARCHITECTS, LLC

Las Vegas, NVCRD #2910213Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Nevada
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/22/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 7/31/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/23/2006
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/31/1997
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 9/22/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $2,000,0001.95%
Next $3,000,0000.90%
Next $5,000,0000.50%
Next $5,000,000 and on0.30%
Source

Financial & TAX Architects, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FINANCIAL & TAX ARCHITECTS, LLCCurrent
2/27/2024Las Vegas, NV
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
7/17/200610/20/2023Las Vegas, NV

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary R Davis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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