Financial & TAX Architects, LLC
SEC RegisteredFiduciary services from experts you can trust
About the firm
Summit Retirement Planning offers financial planning and investment management solutions aimed at giving peace of mind to clients and families. The firm provides fiduciary services including retirement income planning, investment management, legacy and estate protection, and tax planning.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, retirement income planning, investment management, legacy and estate protection, budget management, goal setting, risk management, tax planning, estate planning, and executive compensation and benefits.
Who they serve
Clients and families seeking financial planning and investment management solutions
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 1,416 | $213M |
| High Net Worth Individuals | 149 | $162M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 9 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
37 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $2,000,000 | 1.95% |
| Next $3,000,000 | 0.90% |
| Next $5,000,000 | 0.50% |
| Next $5,000,000 and on | 0.30% |
Data as of January 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Financial & TAX Architects, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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