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Mark Anthony Gargano

Investment Adviser Representative at NATIONAL WEALTH MANAGEMENT GROUP, LLC

Brentwood, TNCRD #4447940Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
2 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mark Anthony Gargano has worked in the securities industry since 2013. They are registered to provide investment advisory services in Kentucky and Tennessee.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
KentuckyTennessee
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/21/2025
Series 66
Uniform Combined State Law Examination
Passed 12/11/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 11/16/2007
Series 34
Retail Off-Exchange FOREX Examination
Passed 3/7/2012
Series 3
National Commodity Futures Examination
Passed 9/7/2011
Series 31
Futures Managed Funds Examination
Passed 10/23/2009
Series 7
General Securities Representative Examination
Passed 9/27/2005
Series 30
NFA Branch Manager Examination
Passed 6/5/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

National Wealth Management Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NATIONAL WEALTH MANAGEMENT GROUP, LLCCurrent
5/22/2025Brentwood, TN
DYNAMIC WEALTH ADVISORS
10/25/20117/1/2019Atlanta, GA
MORGAN STANLEY SMITH BARNEY LLC
9/9/200911/10/2011Atlanta, GA
LPL FINANCIAL CORPORATION
12/13/20079/30/2009Alpharetta, GA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Anthony Gargano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mark Anthony Gargano - Financial Advisor in Brentwood, TN | AdvisorFinder