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Edgardo E Contreras

Investment Adviser Representative at HSBC SECURITIES (USA) INC.

New York, NYCRD #5516315Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
17 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Edgardo E. Contreras has worked in the securities industry since 2013. They are registered to provide investment advisory services in 17 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
AlaskaCaliforniaConnecticutDistrict of ColumbiaFloridaIllinoisMarylandMassachusettsMichiganNew JerseyNew YorkNorth CarolinaOregonPennsylvaniaTexasVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/7/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 9/6/2019
Series 7
General Securities Representative Examination
Passed 10/21/2023
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/30/2019
SIE
Securities Industry Essentials Examination
Passed 10/14/2016
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/15/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.20%
Next $500,0001.00%
Next $1,000,0000.90%
Next $3,000,0000.80%
Next $5,000,0000.65%
Above $10,000,0000.55%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

HSBC Securities (USA) Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HSBC SECURITIES (USA) INC.Current
10/23/2023New York, NY
HD VEST INVESTMENT SERVICES
8/13/201510/14/2016Greenlawn, NY
PEOPLE'S SECURITIES, INC.
6/6/20139/30/2013Levittown, NY
PFS INVESTMENTS INC.
11/29/201112/31/2012Ronkonkoma, NY
CHASE INVESTMENT SERVICES CORP.
5/16/20088/17/2011Brentwood, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Edgardo E Contreras has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Edgardo E Contreras - Financial Advisor in New York, NY | AdvisorFinder