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Edwin Major Reynolds Jr

Investment Adviser Representative at LOMBARD ADVISERS INCORPORATED

Baltimore, MDCRD #374634Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
55 yrs
States Registered
11 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ColoradoDelawareFloridaMarylandNew JerseyNew YorkNorth CarolinaPennsylvaniaRhode IslandSouth CarolinaVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/20/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 9/8/1981
Series 7
General Securities Representative Examination
Passed 1/2/2023
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 5
Interest Rate Options Examination
Passed 2/8/1982
Series 1
Registered Representative Examination
Passed 12/21/1971
Series 24
General Securities Principal Examination
Passed 4/30/1996
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 9/28/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0001.70%
Next $2,000,0001.00%
Next $7,000,0000.75%
Source

Lombard Advisers Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LOMBARD ADVISERS INCORPORATEDCurrent
4/24/2000Baltimore, MD
LOMBARD SECURITIES INCORPORATEDCurrent
6/17/1991Avalon, NJ
LINSCO/PRIVATE LEDGER CORP.
11/6/19906/24/1991Fort Mill, SC
JOHNSTON, LEMON & CO. INCORPORATED
1/20/198911/8/1990Washington, DC
FERRIS, BAKER WATTS INCORPORATED
10/24/19881/23/1989Baltimore, MD
BAKER, WATTS & CO., INC.
1/1/197210/24/1988

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Edwin Major Reynolds Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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