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Peter Graham Wilkinson

Investment Adviser Representative at LOMBARD ADVISERS INCORPORATED

York, PACRD #4504077Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
MarylandPennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/10/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 8/18/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/23/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0001.70%
Next $2,000,0001.00%
Next $7,000,0000.75%
Source

Lombard Advisers Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LOMBARD ADVISERS INCORPORATEDCurrent
2/27/2023York, PA
MML INVESTORS SERVICES, LLC
6/23/200912/6/2021Hunt Valley, MD

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter Graham Wilkinson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Peter Graham Wilkinson - Financial Advisor in York, PA | AdvisorFinder