Joseph Carl Sonnier
Investment Adviser Representative at Lombard Advisers Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph Carl Sonnier is an investment adviser representative with Lombard Advisers Incorporated in Jennings, LA, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in Louisiana.
Registrations & licenses
- Investment adviser:
- Louisiana
- Broker:
3 states and territories
Louisiana, Pennsylvania, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Lombard Securities IncoporatedFeb 2025 – no end date reportedJennings, LA
- PIMCO FundsJul 2022 – Jan 2025Austin, TX
- Sonnier FinancialMar 2020 – Aug 2021Jennings, LA
- Tulane UniversitySep 2021 – Jun 2022New Orleans, LA
- University of LafayetteJan 2018 – Aug 2021Lafayette, LA
- Drago'sJul 2018 – Jan 2019Lafayette, LA
- Notre Dame High SchoolJan 2015 – Jan 2018Crowley, LA
- Lombard Advisers IncorporatedMay 2025 – no end date reportedJennings, LA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Lombard Advisers Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- First $1,000,0001.70%
- Next $2,000,0001.00%
- Next $7,000,0000.75%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Independent and objective investment advice; Financial Professionals recommend products and services based upon knowledge, individual client needs and market conditions.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 33
- Offices listed on AdvisorFinder:
- 16
- Main office:
- Baltimore, MD
- SEC file number:
- 801-114981
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 27, 2026
View full firm profileOther advisors at Lombard Advisers Incorporated
Showing 12 of 33 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Carl Sonnier has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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