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Elton Albert Bueche

Investment Adviser Representative at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Cedar Rapids, IACRD #1045484Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
44 yrs
States Registered
7 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Elton Albert Bueche has worked in the securities industry since 1982. They are registered to provide investment advisory services in California, Florida, Louisiana, Maine, Michigan, New Hampshire, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
CaliforniaFloridaLouisianaMaineMichiganNew HampshireTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/2/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 6/1/1982
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/19/1982
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 7/1/2002
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 6/7/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Berthel Fisher & Company Financial Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BFC PLANNING, INC.Current
12/5/2025Cedar Rapids, IA
MOLONEY SECURITIES ASSET MANAGEMENT LLC
2/23/201612/5/2025Kerrville, TX
MOLONEY INVESTMENT ADVISORY LLC
3/17/201612/31/2016Kerrville, TX
MOLONEY SECURITIES CO., INC.
1/29/20044/13/2016Kerrville, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Elton Albert Bueche has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Elton Albert Bueche - Financial Advisor in Cedar Rapids, IA | AdvisorFinder