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Lance Mitchell Kluger

Investment Adviser Representative at A.G.P / ALLIANCE GLOBAL PARTNERS

Boca Raton, FLCRD #2834335Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
12 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lance Mitchell Kluger has worked in the securities industry since 1997. They are registered to provide investment advisory services in 12 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
CaliforniaColoradoDelawareFloridaIllinoisKentuckyMissouriNew YorkPennsylvaniaSouth CarolinaUtahVermont
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/6/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 12/20/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/14/1996
Series 24
General Securities Principal Examination
Passed 3/27/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

A.g.p / Alliance Global Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

A.G.P / ALLIANCE GLOBAL PARTNERSCurrent
8/16/2019Boca Raton, FL
SUMMIT FINANCIAL GROUP INC
2/5/20038/23/2019Boca Raton, FL
WACHOVIA SECURITIES FINANCIAL NETWORK, INC.
1/2/20012/18/2003Boca Raton, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lance Mitchell Kluger has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Lance Mitchell Kluger - Financial Advisor in Boca Raton, FL | AdvisorFinder