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Eric Jose Medina

Investment Adviser Representative at IP FINANCIAL ADVISORY SERVICES LLC

CHARLOTTE, NCCRD #1421224Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
2 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
IllinoisIndiana
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/6/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 11/25/1985
Series 24
General Securities Principal Examination
Passed 10/4/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/19/1987
Series 22
Direct Participation Programs Representative Examination
Passed 3/5/1986
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/23/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

IP FINANCIAL ADVISORY SERVICES LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INNOVATION PARTNERS LLCCurrent
12/10/2019 – CHARLOTTE, NC
BROOKS WEINGER ROBBINS & LEEDS INC.
9/24/1987 – 11/9/1987
WADDELL & REED, INC.
9/12/2012 – 12/16/2013ORLAND PARK, IL
FIRST MONTAUK SECURITIES CORP.
9/12/1995 – 3/9/1999RED BANK, NJ
LINCOLN INVESTMENT
8/17/2010 – 4/6/2011CINCINNATI, OH
A. G. EDWARDS & SONS, INC.
5/20/1988 – 9/12/1995ST. LOUIS, MO
EMMETT A LARKIN COMPANY, INC.
3/9/1999 – 12/11/2001SAN FRANCISCO, CA
UNITED CAPITAL CORPORATION
12/4/1987 – 5/20/1988
TRADINGBLOCK
12/2/2013 – 10/3/2016CHICAGO, IL
U.S. DISCOUNT BROKERAGE, INC.
12/18/2001 – 3/4/2002ALPHARETTA, GA
FIRST INVESTORS CORPORATION
10/24/1985 – 2/26/1986
VALIC FINANCIAL ADVISORS, INC.
10/22/2004 – 4/20/2009MERRILLVILLE, IN
CFD INVESTMENTS, INC.
10/11/2016 – 12/19/2019MOKENA, IL
EMMETT A LARKIN COMPANY, INC.
1/23/2002 – 11/2/2004SAN FRANCISCO, CA
WADDELL & REED, INC.
1/16/1986 – 11/30/1987

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Jose Medina has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.