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Erick Baer

Investment Adviser Representative at EMERSON EQUITY LLC

Redondo Beach, CACRD #2647074Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Erick Baer has worked in the securities industry since 1998. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/19/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 9/18/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/22/2005
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/12/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
3/21/2018Redondo Beach, CA
EMERSON EQUITY LLCCurrent
3/21/2018Redondo Beach, CA
WOODBURY FINANCIAL SERVICES, INC.
9/23/201512/5/2016Thousand Oaks, CA
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
6/2/20119/23/2015Thousand Oak, CA
PLANNED ASSET MANAGEMENT
3/17/20117/13/2011Calabasas, CA
INDEPENDENT FINANCIAL GROUP, LLC
5/3/20106/1/2011Calabasas, CA
AFA ADVISOR SERVICES LLC
5/31/20054/29/2010Thousand Oaks, CA
WORTHMARK FINANCIAL SERVICES, LLC
1/20/20056/22/2005St. Paul, MN

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Erick Baer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Erick Baer - Financial Advisor in Redondo Beach, CA | AdvisorFinder