AdFi
MJ

Matthew John Marshall

Investment Adviser Representative at ARROWROOT FAMILY OFFICE, LLC

Redondo Beach, CACRD #5248941Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/23/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 2/24/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/20/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $10M1.00%
$10M to $30M0.90%
Above $30M0.75%
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ARROWROOT FAMILY Office, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.
9/1/2023 – 10/8/2023REDONDO BEACH, CA
COWEN AND COMPANY
8/21/2007 – 2/17/2009SAN FRANCISCO, CA
NFP SECURITIES, INC.
2/26/2010 – 1/18/2013PLEASANTON, CA
SAGEPOINT FINANCIAL, INC.
2/20/2013 – 9/1/2023REDONDO BEACH, CA
KESTRA INVESTMENT SERVICES, LLC
10/3/2023 – 12/12/2025Redondo Beach, CA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew John Marshall has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.