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Ethan Michael Schmidt

Investment Adviser Representative at ROTHSCHILD INVESTMENT

Oakbrook, ILCRD #6694002Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ethan Michael Schmidt has worked in the securities industry since 2017. They are registered to provide investment advisory services in Illinois.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Illinois
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/9/2016
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/19/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
First $3,000,0001.25%
Next $4,000,0001.00%
Next $8,000,0000.75%
Over $15,000,0000.50%
Source

Rothschild Investment Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ROTHSCHILD WEALTH LLCCurrent
10/2/2024Oakbrook, IL
ALPHACORE CAPITAL LLC
4/6/20234/22/2024Glendale, CO
CATALYST WEALTH MANAGEMENT
10/10/20194/7/2023Beverly Hills, CA
TLG ADVISORS, INC.
8/22/201912/31/2019Northbrook, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
11/10/20167/2/2019Chandler, AZ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ethan Michael Schmidt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ethan Michael Schmidt - Financial Advisor in Oakbrook, IL | AdvisorFinder