Gale Ann Brodie
Investment Adviser Representative at VANDERBILT ADVISORY SERVICES
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Gale Ann Brodie has worked in the securities industry since 1985. They have passed the Series 65, 63, 31, and 7 examinations. They are registered to provide investment advisory services in California.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| $0 - $100,000 | 2.50% |
| $100,001 - $250,000 | 2.25% |
| $250,001 - $500,000 | 2.00% |
| $500,001 - $1,000,000 | 1.75% |
| $1,000,001 - $2,000,000 | 1.50% |
| $2,000,001 - $5,000,000 | 1.25% |
| $5,000,001 - $10,000,000 | 1.00% |
| $10,000,001 & Up | 0.75% |
Vanderbilt Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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