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Gary Earl Augustine

Investment Adviser Representative at AVANTAX PLANNING PARTNERS, INC.

Seven Fields, PACRD #1979841Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gary Earl Augustine has worked in the securities industry since 1989. They are registered to provide investment advisory services in Pennsylvania and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
PennsylvaniaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/14/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 9/1/1989
SIE
Securities Industry Essentials Examination
Passed 11/29/2017
Series 31
Futures Managed Funds Examination
Passed 5/27/2005
Series 7
General Securities Representative Examination
Passed 12/12/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/23/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $1,000,0001.25%
$1,000,001 to $2,000,0001.00%
$2,000,001 to $5,000,0000.75%
Over $5,000,0000.60%
Source

Avantax Planning Partners, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AVANTAX PLANNING PARTNERS, INC.Current
2/7/2024Seven Fields, PA
STRATOS WEALTH ADVISORS LLC
1/2/20202/1/2024Seven Fields, PA
GIERL AUGUSTINE INVESTMENT MANAGEMENT, INC.
2/22/20076/19/2020Seven Fields, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
2/16/20077/9/2007Sarver, PA
RAYMOND JAMES FINANCIAL SERVICES
8/9/20002/20/2007Sarver, PA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary Earl Augustine has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Gary Earl Augustine - Financial Advisor in Seven Fields, PA | AdvisorFinder