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George Daniel Smith III

Investment Adviser Representative at VANTAGE FINANCIAL GROUP, INC.

Strongsville, OHCRD #2427767Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
19 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
AlabamaArizonaCaliforniaColoradoFloridaGeorgiaIllinoisIndianaMassachusettsMichiganMissouriNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTexasVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/20/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/23/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/9/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Vantage Financial Group, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CETERA WEALTH SERVICES, LLCCurrent
9/3/2013Strongsville, OH
VANTAGE FINANCIAL GROUP, INC.Current
8/25/2000Cleveland, OH
WALNUT STREET SECURITIES, INC.
12/10/19939/3/2013Cleveland, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. George Daniel Smith III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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