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William Charles Witt Jr

Investment Adviser Representative at VANTAGE FINANCIAL GROUP, INC.

Cleveland, OHCRD #839775Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
49 yrs
States Registered
14 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
ArizonaCaliforniaFloridaIndianaMassachusettsMichiganMinnesotaOhioOregonRhode IslandSouth CarolinaTennesseeWashingtonWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/26/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 9/24/1981
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 5
Interest Rate Options Examination
Passed 10/17/1981
PC
AMEX Put and Call Exam
Passed 7/12/1977
Series 7
General Securities Representative Examination
Passed 6/18/1977

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Vantage Financial Group, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VANTAGE FINANCIAL GROUP, INC.Current
5/6/2010Cleveland, OH
CETERA ADVISOR NETWORKS LLC
9/3/201312/31/2014Cleveland, OH
WALNUT STREET SECURITIES, INC.
4/26/20109/3/2013Cleveland, OH
MORGAN STANLEY SMITH BARNEY LLC
6/1/20094/23/2010Akron, OH
CITIGROUP GLOBAL MARKETS INC.
12/7/19996/1/2009Akron, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Charles Witt Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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William Charles Witt Jr - Financial Advisor in Cleveland, OH | AdvisorFinder