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Glenn Douglas Glazer

Investment Adviser Representative at AEGIS CAPITAL CORP.

New York, NYCRD #2183122Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
36 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Glenn Douglas Glazer has worked in the securities industry since 1992. They are registered to provide investment advisory services in 36 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 36 states
AlaskaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIllinoisIndianaKansasKentuckyMaineMarylandMassachusettsMichiganMinnesotaMissouriNebraskaNevadaNew HampshireNew JerseyNew YorkNorth CarolinaOhioOklahomaPennsylvaniaPuerto RicoSouth CarolinaTexasVirginiaWashingtonWest VirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/24/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 11/29/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 4/10/2009
Series 7
General Securities Representative Examination
Passed 11/21/1991
Series 4
Registered Options Principal Examination
Passed 7/24/1998
Series 24
General Securities Principal Examination
Passed 1/8/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AEGIS CAPITAL CORP.Current
7/28/2014New York, NY
AEGIS CAPITAL CORP.Current
5/2/2014Allendale, NJ
OPPENHEIMER & CO. INC.
8/28/20085/19/2014New York, NY
LADENBURG THALMANN ASSET MANAGEMENT INC
3/5/20078/20/2008New York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Glenn Douglas Glazer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Glenn Douglas Glazer - Financial Advisor in New York, NY | AdvisorFinder