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Matthew Bradley Mitchell

Investment Adviser Representative at AEGIS CAPITAL CORP.

Tulsa, OKCRD #4854608Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
29 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 29 states
AlabamaArizonaCaliforniaColoradoGeorgiaHawaiiIdahoIndianaKansasLouisianaMarylandMichiganMinnesotaMississippiMissouriNevadaNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOklahomaPennsylvaniaSouth CarolinaTexasVirginiaWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/10/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/15/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AEGIS CAPITAL CORP.Current
1/24/2023Tulsa, OK
AEGIS CAPITAL CORP.Current
1/24/2023Tulsa, OK
BOK FINANCIAL ADVISORS
8/1/20081/5/2023Tulsa, OK
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
11/12/20047/22/2008Tulsa, OK

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Bradley Mitchell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Matthew Bradley Mitchell - Financial Advisor in Tulsa, OK | AdvisorFinder