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Kurt Hayes Sims

Investment Adviser Representative at FIRST CITIZENS ASSET MANAGEMENT, INC

Maumelle, ARCRD #5176828Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
53 states
Exams Passed
12

Registrations & licenses

Registration type
Dual-registered
Registered in 53 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirgin IslandsVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/19/2013
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 52
Municipal Securities Representative Examination
Passed 7/1/2014
Series 7
General Securities Representative Examination
Passed 12/20/2012
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 27
Financial and Operations Principal Examination
Passed 3/18/2022
Series 53
Municipal Securities Principal Examination
Passed 5/1/2014
Series 4
Registered Options Principal Examination
Passed 3/7/2014
Series 24
General Securities Principal Examination
Passed 5/2/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

First Citizens Asset Management, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST CITIZENS ASSET MANAGEMENT, INCCurrent
7/17/2025Maumelle, AR
SVB WEALTHCurrent
7/17/2025Maumelle, AR
FIRST CITIZENS INVESTOR SERVICES, INC.Current
7/31/2024Maumelle, AR
FIRST CITIZENS INVESTOR SERVICES, INC.Current
7/31/2024Maumelle, AR
ARVEST WEALTH MANAGEMENT
6/9/20148/5/2024Jacksonville, AR

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kurt Hayes Sims has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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