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Gregory Jonathan Ritter

Investment Adviser Representative at EMERSON EQUITY LLC

Delaware, OHCRD #3087358Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
10 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
ArizonaFloridaGeorgiaIllinoisIndianaOhioTennesseeTexasWest VirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/16/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 9/28/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/25/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/1/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
11/10/2010Delaware, OH
CHASE INVESTMENT SERVICES CORP.
4/18/200710/30/2009Delaware, OH
AMERICAN EXPRESS FINANCIAL ADVISORS, INC.
12/6/20041/27/2005Greenville, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gregory Jonathan Ritter has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Gregory Jonathan Ritter - Financial Advisor in Delaware, OH | AdvisorFinder