AdFi
GG

Guy Gregory Clemente

Investment Adviser Representative at AEGIS CAPITAL CORP.

Whitestone, NYCRD #1222597Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
32 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Guy Gregory Clemente has worked in the securities industry since 1984. They are registered to provide investment advisory services in 32 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 32 states
AlabamaArizonaArkansasCaliforniaConnecticutFloridaGeorgiaIdahoIllinoisIndianaIowaKansasLouisianaMichiganMinnesotaNevadaNew MexicoNew YorkNorth CarolinaNorth DakotaOklahomaPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/23/2012
Series 65
Uniform Investment Adviser Law Examination
Passed 8/9/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 1/13/1984
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 10/25/1985
Series 7
General Securities Representative Examination
Passed 1/21/1984
Series 24
General Securities Principal Examination
Passed 8/31/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AEGIS CAPITAL CORP.Current
12/22/2023Whitestone, NY
AEGIS CAPITAL CORP.Current
12/21/2023Whitestone, NY
ANDREW GARRETT, INC.
1/4/20131/3/2024New York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Guy Gregory Clemente has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Guy Gregory Clemente - Financial Advisor in Whitestone, NY | AdvisorFinder