AdFi
AI

ASSOCIATED INVESTMENT SERVICES, INC.

SEC Registered

Automated Savings: Set it. Forget it.

GREEN BAY, WIhttps://associatedbank.com800-595-7722
Assets Under Management
$1B–$5B
Employees
60
Office Locations
26 offices
Total Accounts
5422

About the firm

Associated Bank offers personal, business, and commercial banking products and services, including checking and savings accounts, home loans, credit cards, wealth management, and commercial banking. The bank is announcing a merger with American National.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthState/Municipal

Areas of expertise

Personal BankingBusiness BankingCommercial BankingWealth ManagementHome LoansHELOCCredit CardsSavingsRetirement PlansBrokerage AccountsDigital Banking+1 more

Services

Checking accounts, savings accounts, home loans, HELOC, credit cards, personal loans, business banking, wealth management, commercial banking, retirement plans, brokerage accounts, payroll services, and digital banking.

Who they serve

Personal, business, and commercial customers, including small startups and established companies.

Client segmentClientsAssets managed
Individuals (Non-HNW)3,264$712M
High Net Worth Individuals577$453M
State/Municipal Entities5—

0 total clients reported on Form ADV.

Leadership

Timothy Joseph Lau
DIRECTOR - BOARD OF DIRECTORS
Michael David Kuipers
PRESIDENT & CEO
David Lewis Stein
DIRECTOR - BOARD OF DIRECTORS
N.a. Associated Bank
SOLE SHAREHOLDER
Associated Banc-Corp
SOLE SHAREHOLDER
N.a. Associated Trust Company
SOLE SHAREHOLDER
Brian Thomas Klaus
DIRECTOR, TREASURER

Office locations

26 offices in 3 states
WI
GREEN BAYHQ
WI
NEENAH
WI
DE PERE
WI
WEST ALLIS
WI
SHEBOYGAN
IL
FAIRVIEW HEIGHTS
WI
WATERTOWN
WI
WAUWATOSA
WI
PORT WASHINGTON
WI
MINOCQUA
IL
MACHESNEY PARK
WI
MUKWONAGO
MN
ST. LOUIS PARK
MN
ST. PAUL
WI
APPLETON
WI
LACROSSE
WI
GREENFIELD
WI
MADISON
WI
GREEN BAY
IL
CHICAGO
WI
SUN PRAIRIE
WI
BROOKFIELD
WI
SUAMICO
WI
STEVENS POINT
WI
SHAWANO
MN
EAGAN

Advisors at this firm

44 advisors in the directory

Scott Matthew Biertzer
Investment Adviser Representative
Dual-registered
Neil A. D. Bonneson Bruce
Investment Adviser Representative
Dual-registered
James John Czubek
Investment Adviser Representative
Dual-registered
Gracia Ann Cavanaugh
Investment Adviser Representative
Dual-registered
John Boyden Duffy
Investment Adviser Representative
Dual-registered
Adam Lee Dalke
Investment Adviser Representative
Dual-registered
Peter James Engstrom
Investment Adviser Representative
Dual-registered
Jeffrey A Edwards
Investment Adviser Representative
Dual-registered
Daily Katherine Erickson
Investment Adviser Representative
Dual-registered
Marissa Ann Evers
Investment Adviser Representative
Dual-registered
Daniel John Fax
Investment Adviser Representative
Dual-registered
Patrick Andrew Fry
Investment Adviser Representative
Dual-registered
Nimrod Peretz Gauss-Samet
Investment Adviser Representative
Dual-registered
Anthony John Gruba
Investment Adviser Representative
Dual-registered
Joanna Pauline Guinn
Investment Adviser Representative
Dual-registered
Bradley Wayne Hansen
Investment Adviser Representative
Dual-registered
Douglas Alden Halverson
Investment Adviser Representative
Dual-registered
Erin Leigh Haugh
Investment Adviser Representative
Dual-registered
Keith Alan Johnson
Investment Adviser Representative
Dual-registered
Kevin Wayne Koback
Investment Adviser Representative
Dual-registered
Craig Everett Keisling
Investment Adviser Representative
Dual-registered
Michael David Kuipers
Investment Adviser Representative
Dual-registered
Kenneth Edward Lachance
Investment Adviser Representative
Dual-registered
Jessica Lee Liska
Investment Adviser Representative
Dual-registered
Wendi A Lucarelli
Investment Adviser Representative
Dual-registered
John Alfred Mathison
Investment Adviser Representative
Dual-registered
Nikifor Ivanov Minkov
Investment Adviser Representative
Dual-registered
Jesus Elmer Moreno Adame
Investment Adviser Representative
Dual-registered
Michael George Nickel
Investment Adviser Representative
Dual-registered
Robert Dwane Pencil
Investment Adviser Representative
Dual-registered
Loren Jon Piotrowski
Investment Adviser Representative
Dual-registered
Jacob Jeffrey Rabas
Investment Adviser Representative
Dual-registered
Brendan K Reid
Investment Adviser Representative
Dual-registered
Tanner Samuel Russo
Investment Adviser Representative
Dual-registered
Drew Redard
Investment Adviser Representative
Dual-registered
Steven Joseph Schoeder
Investment Adviser Representative
Dual-registered
Carl Steven Sellen
Investment Adviser Representative
Dual-registered
Daniel Felix Shvartsman
Investment Adviser Representative
Dual-registered
Nicklas Schaffer
Investment Adviser Representative
Dual-registered
Emily Elizabeth Schiltz
Investment Adviser Representative
Dual-registered
Michelle Arnst Slawny
Investment Adviser Representative
Dual-registered
Heath William Sorenson
Investment Adviser Representative
Dual-registered
Chad Allen Stafko
Investment Adviser Representative
Dual-registered
Dennis Franklin Webb Jr.
Investment Adviser Representative
Dual-registered

Regulatory & compliance

CRD number
#1464
SEC Number
801-71639
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM

Data as of April 6, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Find an advisor that fits

Search AdvisorFinder's marketplace to compare financial advisors by specialty, location, fees, and more.

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ASSOCIATED INVESTMENT SERVICES, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

ASSOCIATED INVESTMENT SERVICES, INC. | AdvisorFinder