AdFi
PJ

Peter James Engstrom

Investment Adviser Representative at ASSOCIATED INVESTMENT SERVICES, INC.

Mukwonago, WICRD #4332592Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
6 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
CaliforniaFloridaIllinoisSouth CarolinaTexasWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/7/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 4/11/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/28/2006
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/12/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Associated Investment Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASSOCIATED INVESTMENT SERVICES, INC.Current
7/23/2008Mukwonago, WI
WELLS FARGO FUNDS MANAGEMENT, LLC
7/10/20067/9/2008Menomonee Falls, WI

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter James Engstrom has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Peter James Engstrom - Financial Advisor in Mukwonago, WI | AdvisorFinder