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Lance Shigeo Ichikawa

Investment Adviser Representative at EMERSON EQUITY LLC

Foster City, CACRD #1519862Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lance Shigeo Ichikawa has worked in the securities industry since 2003. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/23/1989
Series 3
National Commodity Futures Examination
Passed 6/20/1991
Series 7
General Securities Representative Examination
Passed 11/21/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
2/15/2024Foster City, CA
C2C WEALTH MANAGEMENT, LLC
6/1/20172/16/2024San Mateo, CA
CONCERT WEALTH MANAGEMENT
5/3/201010/2/2017San Mateo, CA
EMERSON EQUITY LLC
8/3/20064/30/2010San Mateo, CA
WM FINANCIAL SERVICES, INC.
2/21/20068/4/2006Menlo Park, CA
CHARLES SCHWAB & CO., INC.
7/10/200311/3/2005Los Gatos, CA
U.S. BANCORP PIPER JAFFRAY INC.
2/5/20029/3/2002San Francisco, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lance Shigeo Ichikawa has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Lance Shigeo Ichikawa - Financial Advisor in Foster City, CA | AdvisorFinder