Lance Shigeo Ichikawa
Investment Adviser Representative at Emerson Equity LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Lance Shigeo Ichikawa is an investment adviser representative with Emerson Equity LLC in Foster City, CA, where they have been registered since 2024. They have worked in the securities industry since 2003 and have been registered with 6 firms, including C2c Wealth Management, LLC and Concert Wealth Management. They have passed 3 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 3 (commodity futures). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Concert Wealth Management, Inc.Apr 2010 – Sep 2017San Jose, CA
- C2c Wealth Management, LLCJun 2017 – Feb 2024Mansfield, MA
- Emerson Equity LLCFeb 2024 – no end date reportedSan Mateo, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Emerson Equity LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.025
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment advisory, traditional brokerage, annuities and life insurance, private placements, secondary transactions, alternative investments and other private placements, and inception-to-closing private placement platform (managing broker dealer services) for sponsor companies.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 98
- Offices listed on AdvisorFinder:
- 10
- Main office:
- San Mateo, CA
- Founded:
- 2003
- SEC file number:
- 801-120835
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 10, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lance Shigeo Ichikawa has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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