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Hugh Franklin Hale

Investment Adviser Representative at USA FINANCIAL SECURITIES LLC

Fernandina Beach, FLCRD #4652329Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
14 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Hugh Franklin Hale has worked in the securities industry since 2004. They are registered to provide investment advisory services in 14 U.S. states.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 14 states
AlabamaCaliforniaDelawareFloridaGeorgiaKentuckyMarylandMassachusettsNew JerseyNorth CarolinaPennsylvaniaSouth CarolinaTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/19/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 8/1/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/24/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

USA Financial Securities LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

USA FINANCIAL SECURITIES LLCCurrent
5/13/2026Fernandina Beach, FL
USA FINANCIAL SECURITIES LLCCurrent
5/13/2026Fernandina Beach, FL
KESTRA ADVISORY SERVICES, LLC
7/30/20215/15/2026Savannah, GA
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
9/27/20167/29/2021Savannah, GA
INVESTORS CAPITAL ADVISORY
7/2/20149/14/2016Savannah, GA
ESI FINANCIAL ADVISORS
2/22/20116/6/2013Savannah, GA
AXA ADVISORS, LLC
11/7/20073/16/2010Savannah, GA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Hugh Franklin Hale has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Hugh Franklin Hale - Financial Advisor in Fernandina Beach, FL | AdvisorFinder