Jacob Baxter
Investment Adviser Representative at J.p. Morgan Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jacob Baxter is an investment adviser representative with J.p. Morgan Securities LLC in New Orleans, LA, where they have been registered since 2023. They have worked in the securities industry since 2022 and were previously registered with CWM, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Louisiana and Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Louisiana, Texas
- Broker:
24 states and territories
Arizona, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Louisiana, Maryland, Mississippi, Montana, New Jersey, New York, Oregon, Pennsylvania, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- THE Olivier Group LLCJun 2021 – Jul 2023Baton Rouge, LA
- Cetera Advisor Networks LLCJun 2021 – Jul 2023El Segundo, CA
- Walk On's Bar and BistreauxMay 2017 – Aug 2017New Orleans, LA
- Altis Group InternationalJun 2019 – Aug 2019Houston, TX
- Gulf Coast Bank & TrustJul 2020 – Jun 2021New Orleans, LA
- CWM, LLC DBA Carson PartnersJul 2022 – Jul 2023Omaha, NE
- J.P. Morgan Securities LLCJul 2023 – no end date reportedNew Orleans, LA
- JPMorgan Chase Bank, N.A.Jul 2023 – no end date reportedNew Orleans, LA
- CWM, LLCJul 2022 – Jul 2023Omana, NE
- UnemployedSep 2016 – Apr 2017New Orleans, LA
- UnemployedSep 2017 – May 2019New Orleans, LA
- UnemployedSep 2019 – May 2020New Orleans, LA
- Cetera Advisors NetworksJan 2022 – Jul 2023Omaha, NE
- Gulf Coast BankJun 2020 – May 2021New Orleans, LA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About J.p. Morgan Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13,759
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-3702
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at J.p. Morgan Securities LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jacob Baxter has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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