AdFi
JE

James E Crowther

Investment Adviser Representative at CALTON & ASSOCIATES, INC.

Paulsboro, NJCRD #58046Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
58 yrs
States Registered
7 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 7 states
DelawareMarylandNew JerseyNorth CarolinaPennsylvaniaSouth CarolinaVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/8/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 1
Registered Representative Examination
Passed 1/31/1966

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.026
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Calton & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.Current
10/9/2008Paulsboro, NJ
USALLIANZ SECURITIES, INC.
1/3/20031/2/2004Minneapolis, MN
SAMMONS SECURITIES COMPANY, LLC
2/9/200212/31/2002Ann Arbor, MI
WALNUT STREET SECURITIES, INC.
6/1/19962/9/2002El Segundo, CA
NORTH AMERICAN MANAGEMENT, INC.
2/15/19896/1/1996Sioux Falls, SD
PML SECURITIES COMPANY
12/20/19768/16/1988
ALLIANCE SECURITIES, INC.
2/10/19724/11/1979
WILLIAM L HESS
5/27/197110/13/1972
WHITEHALL SECURITIES CORPORATION
3/22/19686/10/1971

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James E Crowther has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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