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Don Robert Guess

Investment Adviser Representative at CALTON & ASSOCIATES, INC.

Cedar Park, TXCRD #2128590Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
3 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Don Robert Guess has worked in the securities industry since 1992. They are registered to provide investment advisory services in Mississippi, Nebraska, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
MississippiNebraskaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/30/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 5/3/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/24/1994
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/12/1991
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 4/3/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.026
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Calton & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.Current
9/3/2013Cedar Park, TX
CALTON & ASSOCIATES, INC.Current
9/3/2013Cedar Park, TX
WADDELL & REED
7/30/20129/5/2013Austin, TX
SWBC INVESTMENT COMPANY
1/5/20077/20/2012San Antonio, TX
TD WATERHOUSE INVESTOR SERVICES, INC.
2/24/20052/1/2006Sugar Land, TX
CAPITAL ADVISORS INC
5/13/20042/10/2005Oklahoma City, OK
CHARLES SCHWAB & CO., INC.
10/11/20005/5/2004Oklahoma City, OK

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Don Robert Guess has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Don Robert Guess - Financial Advisor in Cedar Park, TX | AdvisorFinder