James Louis Matt
Investment Adviser Representative at Ascentis Independent Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James Louis Matt is an investment adviser representative with Ascentis Independent Advisors, LLC in Scottsdale, AZ, where they have been registered since 2026. They have worked in the securities industry since 2003 and have been registered with 9 firms, including Freedom Investment Management, Inc. and 3d/l Capital Management, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Arizona, California, Texas, and Utah.
Registrations & licenses
- Investment adviser:
- Arizona, California, Texas, Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Pogson & MATT Wealth Management Group, LLCAug 2010 – Mar 2020Phoenix, AZ
- J.l.m. Asset Managerment, L.L.C.Jan 2009 – no end date reportedScottsdale, AZ
- 3D Asset Management, Inc.Mar 2020 – Dec 2020Hartford, CT
- Strada Wealth AdvisorsMar 2020 – no end date reportedScottsdale, AZ
- 3d/l Capital Management, LLCDec 2020 – Oct 2023Scottsdale, AZ
- Freedom Investment Management, Inc.Oct 2023 – no end date reportedScottsdale, AZ
- Golden State Equity PartnersDec 2025 – no end date reportedScottsdale, AZ
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Ascentis Independent Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 47
- Offices listed on AdvisorFinder:
- 18
- Main office:
- Dallas, TX
- SEC file number:
- 801-126441
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 13, 2026
View full firm profileOther advisors at Ascentis Independent Advisors, LLC
Showing 12 of 47 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Louis Matt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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