AdFi
JM

James Martin Hickey

Investment Adviser Representative at EMERSON EQUITY LLC

Las Vegas, NVCRD #1505083Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
3 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
ArizonaCaliforniaNevada
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/19/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 6/2/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/17/1986
Series 24
General Securities Principal Examination
Passed 12/21/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
6/14/2019Las Vegas, NV
SELECT CAPITAL CORPORATION
9/30/20116/17/2019Ladera Ranch, CA
U.S. SELECT SECURITIES LLC
3/8/200510/3/2011Ladera Ranch, CA
NNN CAPITAL CORP.
11/21/20031/3/2005Santa Ana, CA
UBS GLOBAL ASSET MANAGEMENT (US) INC.
12/21/200111/17/2003New York, NY
UBS PAINEWEBBER INC.
9/15/20001/17/2002Weehawken, NJ
FRANKLIN/TEMPLETON DISTRIBUTORS, INC.
2/17/19985/5/2000San Mateo, CA
PUTNAM MUTUAL FUNDS CORP.
7/10/19971/30/1998Boston, MA
SUNAMERICA CAPITAL SERVICES, INC.
10/30/19967/3/1997Jersey City, NJ
RELATED EQUITIES CORPORATION
6/4/19928/1/1996New York, NY
CITICORP SELECT INVESTMENTS, INC.
2/4/19926/2/1992Long Island City, NY
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
6/12/19912/6/1992Minneapolis, MN
IDS LIFE INSURANCE COMPANY
6/12/19912/6/1992Minneapolis, MN
JONES INTERNATIONAL SECURITIES, LTD.
1/31/199010/16/1990Englewood, CO
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
4/26/19891/16/1990Minneapolis, MN
IDS LIFE INSURANCE COMPANY
4/26/19891/16/1990Minneapolis, MN
CAPITAL ANALYSTS, INCORPORATED
2/24/198811/19/1988
MCG PORTFOLIO MANAGEMENT CORP.
10/20/19872/1/1988
LIBERTY GROUP, A CALIFORNIA LIMITED PARTNERSHIP
2/3/19876/4/1987
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
6/12/198611/19/1986
WADDELL & REED, INC.
5/21/19866/30/1986

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at EMERSON EQUITY LLC

Showing 12 of 122 in the directory

View EMERSON EQUITY LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Martin Hickey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Martin Hickey - Financial Advisor in Las Vegas, NV | AdvisorFinder