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Jan Alane Wysocki

Investment Adviser Representative at HSBC SECURITIES (USA) INC.

Old Lyme, CTCRD #2775929Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jan Alane Wysocki has worked in the securities industry since 1999. They have passed the Series 66, 65, 63, 31, and 7 examinations.

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/26/2025
Series 65
Uniform Investment Adviser Law Examination
Passed 8/21/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 8/16/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 2/17/1998
Series 7
General Securities Representative Examination
Passed 8/9/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.20%
Next $500,0001.00%
Next $1,000,0000.90%
Next $3,000,0000.80%
Next $5,000,0000.65%
Above $10,000,0000.55%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

HSBC Securities (USA) Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HSBC SECURITIES (USA) INC.Current
4/28/2025Old Lyme, CT
HSBC SECURITIES (USA) INC.Current
9/9/2008Old Lyme, CT
DEUTSCHE BANK SECURITIES INC.
7/13/200611/8/2007New York, NY
J.P. MORGAN SECURITIES INC.
4/18/20006/14/2006New York, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
8/12/19965/22/1998New York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jan Alane Wysocki has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Jan Alane Wysocki - Financial Advisor in Old Lyme, CT | AdvisorFinder