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Stephen William Guercio

Investment Adviser Representative at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Red Bank, NJCRD #1523331Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
28 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 28 states
AlabamaArizonaArkansasCaliforniaColoradoConnecticutFloridaGeorgiaIdahoIllinoisIndianaKansasKentuckyLouisianaMarylandMichiganMinnesotaMississippiMissouriNew JerseyNew MexicoNew YorkNorth CarolinaOhioOklahomaRhode IslandTexasVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/11/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 11/4/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/8/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Alexander Capital Wealth Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALEXANDER CAPITAL WEALTH MANAGEMENT LLCCurrent
3/20/2023Red Bank, NJ
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
8/25/20173/1/2022New York, NY
CLARK DODGE ASSET MANAGEMENT, LLC
1/31/20181/3/2019White Plains, NY
CLARK DODGE ASSET MANAGEMENT, LLC
6/6/201712/31/2017New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen William Guercio has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.