AdFi
SG

Stephen George Harlow

Investment Adviser Representative at ADVISORY ALPHA, LLC

Norfolk, VACRD #2128325Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
MaineVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/4/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/20/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.017
Source

Advisory Alpha, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ADVISORY ALPHA, LLCCurrent
9/15/2025Norfolk, VA
USA FINANCIAL SECURITIES CORPORATION
9/16/20166/1/2023Elliot, ME
INVESTORS CAPITAL ADVISORY
7/22/20169/19/2016Saco, ME

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen George Harlow has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Stephen George Harlow - Financial Advisor in Norfolk, VA | AdvisorFinder