Jody Lynn Pierce
Investment Adviser Representative at Vanderbilt Advisory Services
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jody Lynn Pierce is an investment adviser representative with Vanderbilt Advisory Services in Yorba Linda, CA, where they have been registered since 2025. They have worked in the securities industry since 2017 and have been registered with 3 firms, including Cetera Investment Advisers LLC and Avantax Advisory Services. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
15 states and territories
Arizona, Arkansas, California, Colorado, Florida, Idaho, Kentucky, Michigan, Nevada, Oklahoma, Pennsylvania, Tennessee, Texas, Utah, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- GFS Inc.Jan 2001 – Jul 2022Yorba Linda, CA
- Avantax Investment Services, Inc.Jul 2017 – Sep 2025Yorba Linda, CA
- Avantax Insurance Agency, LLCJul 2017 – Sep 2025Yorba Linda, CA
- Jody Pierce (self employed)Oct 2013 – Jul 2017Yorba Linda, CA
- GFS IncJan 2001 – no end date reportedYorba Linda, CA
- Avantax Advisory ServicesOct 2022 – Sep 2025Yorba Linda, CA
- Cetera Wealth Services, LLCSep 2025 – Nov 2025Yorba Linda, CA
- Cetera Investment Advisers LLCSep 2025 – Nov 2025Schaumburg, IL
- Vanderbilt Securities. LLCNov 2025 – no end date reportedWoodbury, NY
- Vanderbilt Advisory ServicesNov 2025 – no end date reportedWoodbury, CA
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Vanderbilt Advisory Services
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- $0 - $100,0002.50%
- $100,001 - $250,0002.25%
- $250,001 - $500,0002.00%
- $500,001 - $1,000,0001.75%
+4 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Asset advisory and investment strategies, including personalized financial advice, retirement planning, and account setup for clients and their families
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 163
- Offices listed on AdvisorFinder:
- 43
- Main office:
- Woodbury, NY
- SEC file number:
- 801-77166
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of February 27, 2026
View full firm profileOther advisors at Vanderbilt Advisory Services
Showing 12 of 163 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jody Lynn Pierce has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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