AdFi
JJ

John Jay Higgins

Investment Adviser Representative at VANDERBILT ADVISORY SERVICES

Gladsone, NJCRD #1622053Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
20 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
ArizonaColoradoConnecticutFloridaGeorgiaHawaiiIdahoIllinoisMassachusettsMichiganNew HampshireNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaTexasUtahVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/12/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 3/9/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 22
Direct Participation Programs Representative Examination
Passed 9/12/1989
Series 7
General Securities Representative Examination
Passed 2/21/1987
Series 24
General Securities Principal Examination
Passed 5/23/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $100,0002.50%
$100,001 - $250,0002.25%
$250,001 - $500,0002.00%
$500,001 - $1,000,0001.75%
$1,000,001 - $2,000,0001.50%
$2,000,001 - $5,000,0001.25%
$5,000,001 - $10,000,0001.00%
$10,000,001 & Up0.75%
Source

Vanderbilt Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VANDERBILT ADVISORY SERVICESCurrent
6/18/2026Gladsone, NJ
COMMONWEALTH FINANCIAL NETWORK
3/28/20126/18/2026Morristown, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Jay Higgins has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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