John Christopher Zoccola
Investment Adviser Representative at B. Riley Wealth Advisors, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Christopher Zoccola is an investment adviser representative with B. Riley Wealth Advisors, Inc. in Memphis, TN, where they have been registered since 2022. They have worked in the securities industry since 2000 and have been registered with 3 firms, including B Riley Wealth Management and FTB Advisors, Inc. They have passed 5 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Tennessee.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Tennessee
- Broker:
1 state or territory
Tennessee
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- FTB Advisors, Inc.Oct 2013 – Aug 2019Memphis, TN
- B.riley Wealth Management, Inc.Aug 2019 – no end date reportedMemphis, TN
- First Tennessee Brokerage IncJun 1999 – Aug 2019Memphis, TN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About B. Riley Wealth Advisors, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth management, investment management, financial planning, brokerage, tax preparation and tax strategy, managed accounts, securities-based lending, insurance, corporate retirement plans, lending and liquidity resources, capital markets, corporate executive services, education planning, retirement planning, risk management, trust coordination, and legacy planning and wealth transfer.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 168
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Memphis, TN
- SEC file number:
- 801-64837
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at B. Riley Wealth Advisors, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Christopher Zoccola has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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