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Lance Barton Johnson

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

Plymouth, MICRD #2697253Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
19 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
AlabamaArizonaCaliforniaColoradoFloridaGeorgiaHawaiiIllinoisKentuckyMichiganMinnesotaMississippiNevadaNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/12/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 11/24/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/29/2013
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/1/1996
Series 24
General Securities Principal Examination
Passed 5/20/2013
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 5/24/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH ADVISORS, INC.Current
6/12/2026Plymouth, MI
NORTHPOINTE CAPITAL LLC
11/14/20169/9/2019Bloomfield Hills, MI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lance Barton Johnson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Lance Barton Johnson - Financial Advisor in Plymouth, MI | AdvisorFinder