AdFi
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John Edward Hoffman

Investment Adviser Representative at EMERSON EQUITY LLC

San Diego, CACRD #1582096Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
3 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Edward Hoffman has worked in the securities industry since 1987. They are registered to provide investment advisory services in California, Minnesota, and Oregon.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaMinnesotaOregon
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/9/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 3/13/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/6/1998
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/3/1986
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 4/24/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
3/19/2020San Diego, CA
EMERSON EQUITY LLCCurrent
1/3/2020San Diego, CA
CENTAURUS FINANCIAL, INC.
7/25/201412/31/2019San Diego, CA
FINANCIAL DESIGNS LTD.
5/13/20057/30/2014San Diego, CA
INDEPENDENT FINANCIAL GROUP, LLC
10/21/20057/24/2014San Diego, CA
INDEPENDENT FINANCIAL GROUP, LLC
2/23/200510/21/2005San Diego, CA
SENTRA SECURITIES CORP
2/27/200212/31/2004San Diego, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Edward Hoffman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

John Edward Hoffman - Financial Advisor in San Diego, CA | AdvisorFinder