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Jon Daniel Breimhorst

Investment Adviser Representative at OAKWOOD CAPITAL, INC.

Prescott, WICRD #5463148Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
12 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
ArizonaCaliforniaFloridaGeorgiaIllinoisIndianaIowaMinnesotaMissouriTennesseeTexasWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/7/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 9/6/2011
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/16/2013
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/3/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Oakwood Capital, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OAKWOOD CAPITAL, INC.Current
8/9/2018Prescott, WI
GARDNER ADVISORS INC.
7/26/201812/31/2020Prescott, WI
UBS FINANCIAL SERVICES INC.
3/20/20156/12/2018Bloomington, MN
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
1/7/20142/24/2015Burnsville, MN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jon Daniel Breimhorst has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jon Daniel Breimhorst - Financial Advisor in Prescott, WI | AdvisorFinder