Jonathan Erik James

Investment Adviser Representative at BANKERS LIFE ADVISORY SERVICES, INC.

Naperville, ILCRD #2237571Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

31 yrs

States Registered

2 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 2 states

IllinoisIndiana

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 5/10/2000

Series 63

Uniform Securities Agent State Law Examination

Passed 1/4/1994

Series 24

General Securities Principal Examination

Passed 12/26/2003

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 8/13/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Asset tier	Annual rate
Greater than $4 million	0.30%
$2 million to $4 million	0.40%
$1 million to $2 million	0.50%
$1 million and below	1.25%

Source

BANKERS LIFE ADVISORY Services, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BANKERS LIFE SECURITIES, INC.Current

3/12/2021 – CHICAGO, IL

NATCITY INSURANCE SERVICES, INC.

8/27/1996 – 12/31/2001CLEVELAND, OH

NATCITY INVESTMENTS, INC.

8/13/1998 – 12/10/2008LAGRANGE PARK, IL

FIFTH THIRD SECURITIES, INC.

7/25/2019 – 1/8/2021NAPERVILLE, IL

BMO HARRIS FINANCIAL ADVISORS, INC.

6/18/2013 – 6/10/2019OAKBROOK TERRACE, IL

SHAY FINANCIAL SERVICES CO.

4/28/1992 – 11/2/1993IRVING, TX

SHAY GOVERNMENT SECURITIES CO.

4/28/1992 – 11/2/1993

ONEAMERICA SECURITIES, INC.

2/20/2009 – 2/3/2010PLAINFIELD, IL

CITICORP INVESTMENT SERVICES

12/8/1993 – 8/27/1996LONG ISLAND CITY, NY

PNC FUNDS DISTRIBUTOR, LLC

1/30/2012 – 3/6/2013CHICAGO, IL

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jonathan Erik James has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.