Jonathan Treat Lewis

Investment Adviser Representative at VESTGEN ADVISORS, LLC

Summerland Key, FLCRD #1616945Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

39 yrs

States Registered

8 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 8 states

CaliforniaFloridaIllinoisMichiganNew YorkOklahomaPennsylvaniaVermont

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 6/12/2010

Series 63

Uniform Securities Agent State Law Examination

Passed 1/30/1987

Series 24

General Securities Principal Examination

Passed 6/13/1998

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 4/18/1987

Series 3

National Commodity Futures Examination

Passed 3/11/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

VESTGEN Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PRIVATE CLIENT SERVICES, LLCCurrent

10/6/2025 – Summerland Key, FL

SMITH BARNEY INC.

7/31/1993 – 3/13/1998NEW YORK, NY

LEHMAN BROTHERS INC.

6/29/1992 – 7/31/1993NEW YORK, NY

PRUDENTIAL SECURITIES INCORPORATED

5/26/1989 – 6/30/1992NEW YORK, NY

COMMONWEALTH FINANCIAL NETWORK

4/22/2021 – 10/7/2025Oak Brook, IL

DREXEL BURNHAM LAMBERT INCORPORATED

4/22/1987 – 6/6/1989

LPL FINANCIAL LLC

3/7/1998 – 5/4/2021SUMMERLAND KEY, FL

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jonathan Treat Lewis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.