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Kevin Edward Looser

Investment Adviser Representative at VESTGEN INVESTMENT MANAGEMENT

Lakeview, OHCRD #1973866Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kevin Edward Looser has worked in the securities industry since 1992. They have passed the Series 63 and 7 examinations. They are registered to provide investment advisory services in Ohio.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Ohio
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/29/2005
SIE
Securities Industry Essentials Examination
Passed 10/2/2017
Series 7
General Securities Representative Examination
Passed 6/10/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $500,0002.20%
From $500,000 - $1,000,0001.85%
On $1,000,000 and Above1.25%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Vestgen Investment Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VESTGEN ADVISORS, LLCCurrent
2/3/2025Lakeview, OH
VESTGEN INVESTMENT MANAGEMENTCurrent
1/17/2019Lakeview, OH
SPC
9/10/201010/2/2017Lakeview, OH

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at VESTGEN INVESTMENT MANAGEMENT

1 other advisor in the directory

View VESTGEN INVESTMENT MANAGEMENT firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin Edward Looser has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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