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JM

Joseph Michael Esposito Jr

Investment Adviser Representative at VESTGEN ADVISORS, LLC

Glen Ellyn, ILCRD #2164131Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joseph Michael Esposito has worked in the securities industry since 1991. They have passed the Series 65, 63, 7, and 6 examinations. They are registered to provide investment advisory services in Illinois and Ohio.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
IllinoisOhio
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/25/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 3/10/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/11/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/14/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Vestgen Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VESTGEN ADVISORS, LLCCurrent
11/1/2024 – Glen Ellyn, IL
EK&A
8/22/2001 – 12/31/2024Glen Ellyn, IL
COMMONWEALTH FINANCIAL NETWORK
5/6/2014 – 11/6/2024Glen Ellyn, IL
MML INVESTORS SERVICES, LLC
11/5/1999 – 5/21/2014Glen Ellyn, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Michael Esposito Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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