AdFi
JC

Joseph Clark Koch

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

Plymouth, MICRD #1465209Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
20 states
Exams Passed
10

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
AlabamaArizonaCaliforniaColoradoFloridaGeorgiaHawaiiIllinoisKentuckyMichiganMinnesotaMississippiNevadaNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTexasUtah
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/14/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 3/3/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 8/9/2004
Series 7
General Securities Representative Examination
Passed 5/17/1986
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/24/1986
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/9/2001
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 3/19/2001
Series 24
General Securities Principal Examination
Passed 2/24/1997
Series 4
Registered Options Principal Examination
Passed 10/27/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH ADVISORS, INC.Current
8/27/2022 – Plymouth, MI
B RILEY WEALTH MANAGEMENT
10/12/2010 – 12/31/2022Memphis, TN
RBC CAPITAL MARKETS CORPORATION
3/13/2009 – 10/15/2010Plymouth, MI
FERRIS, BAKER WATTS, LLC
5/22/2007 – 3/13/2009Plymouth, MI
FERRIS, BAKER WATTS INCORPORATED
11/19/2002 – 12/31/2004Plymouth, MI

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View B. RILEY WEALTH ADVISORS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Clark Koch has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joseph Clark Koch - Financial Advisor in Plymouth, MI | AdvisorFinder