Joseph Michael Lanza

Investment Adviser Representative at VISION RETIREMENT

RIDGEWOOD, NJCRD #1265899Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

42 yrs

States Registered

33 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 33 states

AlabamaArizonaArkansasCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIdahoIllinoisIndianaLouisianaMaineMarylandMassachusettsMontanaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaOhioOregonPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasVirginiaWashingtonWest VirginiaWisconsin

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 7/11/1984

Series 53

Municipal Securities Principal Examination

Passed 8/15/2006

Series 24

General Securities Principal Examination

Passed 6/19/1997

Series 52TO

Municipal Securities Representative Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 9/20/1986

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 7/9/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

VISION RETIREMENT Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLCCurrent

9/17/2018 – RIDGEWOOD, NJ

W. S. GRIFFITH & CO., INC.

9/24/1986 – 3/2/1988

HYM FINANCIAL, INC.

8/23/1993 – 7/14/1994CLIFTON, NJ

AMERICAN CAPITAL FINANCIAL SERVICES, INC.

7/11/1984 – 11/21/1984

SENTRA SECURITIES CORPORATION

6/15/1994 – 10/31/2005PHOENIX, AZ

MML INVESTORS SERVICES, INC.

4/22/1988 – 9/16/1993SPRINGFIELD, MA

SAGEPOINT FINANCIAL, INC.

10/31/2005 – 9/26/2018RIDGEWOOD, NJ

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Michael Lanza has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.