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JJ

Joshua Julio Topp

Investment Adviser Representative at FLAGSHIP HARBOR ADVISORS, LLC

Prospect, CTCRD #5311903Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
18 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 18 states
CaliforniaConnecticutFloridaIndianaMaineMassachusettsMichiganNevadaNew HampshireNew JerseyNew YorkOhioPennsylvaniaSouth CarolinaTexasUtahVermontVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/11/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/10/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Flagship Harbor Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FLAGSHIP HARBOR ADVISORS, LLCCurrent
12/2/2013Prospect, CT
METLIFE SECURITIES INC.
5/21/200912/4/2013Danvers, MA
WELLS FARGO ADVISORS, LLC
5/14/20075/4/2009Boston, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joshua Julio Topp has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Joshua Julio Topp - Financial Advisor in Prospect, CT | AdvisorFinder