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Joyce Lynell Briskin

Investment Adviser Representative at CALTON & ASSOCIATES, INC.

San Antonio, TXCRD #708049Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
46 yrs
States Registered
3 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joyce Lynell Briskin has worked in the securities industry since 1980. They are registered to provide investment advisory services in Colorado, Illinois, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
ColoradoIllinoisTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/22/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 5/2/1980
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 10/26/1982
Series 5
Interest Rate Options Examination
Passed 10/6/1981
Series 7
General Securities Representative Examination
Passed 4/19/1980

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.026
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Calton & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.Current
7/2/2023San Antonio, TX
DOMINION PORTFOLIO MANAGEMENT, INC.Current
2/6/2006San Antonio, TX
DOMINION INVESTOR SERVICES, INC.
2/23/19957/19/2023San Antonio, TX
RAUSCHER PIERCE REFSNES, INC.
9/25/19902/23/1995Dallas, TX
KEMPER SECURITIES GROUP, INC.
9/4/199010/4/1990St. Louis, MO
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
11/13/19899/4/1990
UNDERWOOD, NEUHAUS & CO., INCORPORATED
10/12/198811/13/1989Houston, TX
PAINEWEBBER INCORPORATED
4/24/198010/19/1988

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joyce Lynell Briskin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joyce Lynell Briskin - Financial Advisor in San Antonio, TX | AdvisorFinder