AdFi
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Kenichi Shoji

Investment Adviser Representative at VIEW CAPITAL RIA, LP

Dallas, TXCRD #2390962Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kenichi Shoji has worked in the securities industry since 2017. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/24/2005
Series 7
General Securities Representative Examination
Passed 9/28/2005
Series 3
National Commodity Futures Examination
Passed 7/20/1994
Series 24
General Securities Principal Examination
Passed 3/14/2006
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 11/28/1995
Series 4
Registered Options Principal Examination
Passed 10/31/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0001.50%
Next $500,0001.38%
Next $4,000,0001.20%
Next $5,000,0001.03%
Over $10,000,0000.90%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

VIEW Capital RIA, LP Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VIEW CAPITAL RIA, LPCurrent
4/7/2017Dallas, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at VIEW CAPITAL RIA, LP

8 other advisors in the directory

View VIEW CAPITAL RIA, LP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenichi Shoji has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kenichi Shoji - Financial Advisor in Dallas, TX | AdvisorFinder